Information
| Unit | FACULTY OF LAW |
| LAW PR. | |
| Code | HFS406 |
| Name | LAW OF CAPİTAL MARKET |
| Term | 2017-2018 Academic Year |
| Semester | 8. Semester |
| Duration (T+A) | 2-0 (T-A) (17 Week) |
| ECTS | 2 ECTS |
| National Credit | 2 National Credit |
| Teaching Language | Türkçe |
| Level | Üniversite Dersi |
| Type | Normal |
| Label | E Elective |
| Mode of study | Yüz Yüze Öğretim |
| Catalog Information Coordinator | Prof. Dr. ÖMER KORKUT |
| Course Instructor |
The current term course schedule has not been prepared yet. Previous term groups and teaching staff are shown.
|
Course Goal / Objective
Aims to teach students the basic principles and understanding of the Capital Markets law, with both Civil Law and public Law characteristics, which encourages public to İnvest their savings in STOCKS AND SHARES and capital market instruments to participate in the development of economy more effectively and widely, which helps capital markets to work in trust, clarity and stability, which examines the rules regulating and monitoring the protection of the rights and benefits of depositors.
Course Content
Characteristics of the Turkish capital market, capital market activities, and their examination of the legal controls, Turkish capital markets and initial public offering of SECURITIES TRADED on a public stock companies, capital market institutions, capital market activities, the Capital Markets Board, the order imposed by the capital markets, capital markets, brokerage firms, investment companies and investment funds, capital markets tools.
Course Precondition
Resources
Notes
Course Learning Outcomes
| Order | Course Learning Outcomes |
|---|---|
| LO01 | Knows the basic understanding of the capital market. |
| LO02 | Understands the structure, tasks and functions of the Capital Markets Board. |
| LO03 | Has basic knowledge of publicly-held companies, conveniences and liabilities brought by going public, private capital increase, profit distribution methods. |
| LO04 | Learns about versions of criminal liabilities regarding Capital Markets offenses. |
| LO05 | Obtains information about Capital MARKETS TRADING tools and institutions that provide them investments. |
Relation with Program Learning Outcome
| Order | Type | Program Learning Outcomes | Level |
|---|---|---|---|
| PLO01 | - | Has theoretical information of legal systems, rules, and review methods | |
| PLO02 | - | Has a basic knowledge of the codification process and how to use newly gained legal knowledge in their work environment. | |
| PLO03 | - | Has sufficient knowledge of the common laws that govern the use of skilled workers in the public and private sector | |
| PLO04 | - | Knows the historical and sociological development process of law and legal norms | |
| PLO05 | - | Has knowledge of the relevant regulations, decisions of judicial bodies, their development and the relevant scientific assessments. | |
| PLO06 | - | Communicates with colleagues in a foreign language and keeps up with international developments in the field of law. | |
| PLO07 | - | Develops critical thinking skills in order to re-interpret laws according to the needs of humanity | |
| PLO08 | - | Has general legal knowledge in the field of information systems and demonstrates the ability to use required soft wares | |
| PLO09 | - | Understands and uses the basic concepts of law; has the ability to conduct legal and normative research, predicts outcomes of decisions taken, develops strategical solutions while taking into account cause and effect relationships. | |
| PLO10 | - | Knows how to access and use local and international law sources. | |
| PLO11 | - | Knows the rules regulating the relationship between the state and society,and between the estate and the individual, and can interpret these rules. | |
| PLO12 | - | Has the ability to work in groups, participate in class activities, analyze hypothetical case studies and to attend professional and academic visits. | |
| PLO13 | - | Is legally objective and has an impartial attitude towards daily events, is honest and morally ethical; all of which are characteristics or equired of lawyers. | |
| PLO14 | - | Has written and oral communication skills, can convey ideas to other using persuasive speech, is capable of producing alternative solutions and can analyze information. | |
| PLO15 | - | Conducts scientific studies in the field. | |
| PLO16 | - | Has the skills needed to work as a judge, prosecutor, lawyer, notaryor legal counsel after graduating from the School of law. | |
| PLO17 | - | Takes on tasks; the administrative organization of the country´s governor, the governor, the chief of police, inspectors, also in areas such as banking and finance senior positions and so on. |
Week Plan
| Week | Topic | Preparation | Methods |
|---|---|---|---|
| 1 | The basic concepts of capital market law | reading | |
| 2 | The institution, duties and powers of the capital market structure | reading | |
| 3 | Public corporations and types of public corporations | reading | |
| 4 | The registered capital system and the powers of the board of directors | reading | |
| 5 | Cumulative voting, call the collection through the power of attorney | reading | |
| 6 | Public disclosure | reading | |
| 7 | The concept and types of the securities | reading | |
| 8 | Midterm exam | reading | |
| 9 | Stocks, profit and loss sharing certificates | reading | |
| 10 | Bonds, asset-backed securities | reading | |
| 11 | Capital Market Institutions | reading | |
| 12 | The concept and importance of THE STOCK MARKET, the stock market tasks | reading | |
| 13 | STOCK BROKERS Investment Trusts, Mutual Funds | reading | |
| 14 | Central Registry Agency, ISE | reading | |
| 15 | Measures of Capital Markets, Administrative and Criminal Sanctions | reading | |
| 16 | Final Exam | ||
| 17 | Final Exam |
Assessment (Exam) Methods and Criteria
Current term shares have not yet been determined. Shares of the previous term are shown.
| Assessment Type | Midterm / Year Impact | End of Term / End of Year Impact |
|---|---|---|
| 1. Midterm Exam | 100 | 40 |
| General Assessment | ||
| Midterm / Year Total | 100 | 40 |
| 1. Final Exam | - | 60 |
| Grand Total | - | 100 |