TÜRKÇE
ENGLISH
Information
| Code | HKU404 |
| Name | Capital Market Law |
| Term | 2024-2025 Academic Year |
| Semester | 8. Semester |
| Duration (T+A) | 3-0 (T-A) (17 Week) |
| ECTS | 4 ECTS |
| National Credit | 3 National Credit |
| Teaching Language | Türkçe |
| Level | Lisans Dersi |
| Type | Normal |
| Label | E Elective |
| Mode of study | Yüz Yüze Öğretim |
| Catalog Information Coordinator | Prof. Dr. FATİH BİLGİLİ |
| Course Instructor |
Prof. Dr. FATİH BİLGİLİ
(A Group)
(Ins. in Charge)
|
Course Goal / Objective
Aims to teach students the basic principles and understanding of the Capital Markets law, with both Civil Law and public Law characteristics, which encourages public to İnvest their savings in STOCKS AND SHARES and capital market instruments to participate in the development of economy more effectively and widely, which helps capital markets to work in trust, clarity and stability, which examines the rules regulating and monitoring the protection of the rights and benefits of depositors.
Course Content
Characteristics of the Turkish capital market, capital market activities, and their examination of the legal controls, Turkish capital markets and initial public offering of SECURITIES TRADED on a public stock companies, capital market institutions, capital market activities, the Capital Markets Board, the order imposed by the capital markets, capital markets, brokerage firms, investment companies and investment funds, capital markets tools.
Course Precondition
none
Resources
Adıgüzel, Burak: Sermaye Piyasası Hukuku, Adalet Yayınevi, 4. Baskı, Ankara, 2022. Bahtiyar, Mehmet: Sermaye Piyasası Hukukuna Giriş, Beta Yayınları, İstanbul, 2019.
Notes
Memiş, Tekin / Turan, Gökçen, Sermaye Piyasası Hukuku, Seçkin Yayıncılık, 3. Baskı, Ankara, 2017.
Course Learning Outcomes
| Order | Course Learning Outcomes |
|---|---|
| LO01 | Explain the basic concepts and legal framework of the capital market. |
| LO02 | List the Capital Markets Law and related regulations. |
| LO03 | Explain the IPO process and how companies obtain funds from capital markets. |
| LO04 | Analyzes case studies on issues such as public offerings, investor rights and market manipulation. |
| LO05 | List the basic legal transactions related to capital market instruments. |
| LO06 | Compare the rights and obligations of the actors in the capital market (companies, investors, intermediary institutions). |
| LO07 | Analyzes the existing regulations on capital market law in terms of efficiency and fairness. |
| LO08 | Prepares a legal reform proposal on capital markets and offers alternative solutions. |
Relation with Program Learning Outcome
| Order | Type | Program Learning Outcomes | Level |
|---|---|---|---|
| PLO01 | Bilgi - Kuramsal, Olgusal | Explains the fundamental concepts and principles of law. | |
| PLO02 | Bilgi - Kuramsal, Olgusal | Identifies legal problems. | 4 |
| PLO03 | Beceriler - Bilişsel, Uygulamalı | Comprehends the research, analysis and interpretation methods of legal science. | 4 |
| PLO04 | Beceriler - Bilişsel, Uygulamalı | Recognizes the historical and sociological development process of law and legal norms. | |
| PLO05 | Beceriler - Bilişsel, Uygulamalı | Evaluates the fundamental legal disciplines and their contents (legal regulations in every field, decisions of judicial bodies and scientific evaluations) by using scientific methods and techniques. | |
| PLO06 | Beceriler - Bilişsel, Uygulamalı | Uses appropriate legal interpretation methods in order to find solutions to the identified legal problems. | 5 |
| PLO07 | Beceriler - Bilişsel, Uygulamalı | Solves the legal problems encountered by using the knowledge has acquired | 4 |
| PLO08 | Beceriler - Bilişsel, Uygulamalı | Exposes the solutions to legal problems separately in terms of de lege lata and de lege ferenda law. | 5 |
| PLO09 | Yetkinlikler - Bağımsız Çalışabilme ve Sorumluluk Alabilme Yetkinliği | Takes responsibility as a member of the team to develop solutions to problems encountered in legal practice. | |
| PLO10 | Yetkinlikler - Bağımsız Çalışabilme ve Sorumluluk Alabilme Yetkinliği | Be sensitive to social and legal problems with a sense of social responsibility. | |
| PLO11 | Yetkinlikler - Öğrenme Yetkinliği | By gaining self-learning skills, evaluates the information which has learned with a critical approach. | 5 |
| PLO12 | Yetkinlikler - İletişim ve Sosyal Yetkinlik | Uses technical legal knowledge in both Turkish and English verbally or in writing. | |
| PLO13 | Yetkinlikler - İletişim ve Sosyal Yetkinlik | Convincingly conveys her/his personal opinion and assessment on a particular legal issue, either orally or in writing. | 4 |
| PLO14 | Yetkinlikler - İletişim ve Sosyal Yetkinlik | Uses information and communication technologies related to law effectively. | |
| PLO15 | Yetkinlikler - Alana Özgü Yetkinlik | Internalizes the understanding of honesty, justice and ethics required by being a lawyer in line with the principles of universal law. | |
| PLO16 | Yetkinlikler - Alana Özgü Yetkinlik | Follows the legal developments at national and international. | 3 |
| PLO17 | Yetkinlikler - Alana Özgü Yetkinlik | Adopts a democratic, secular and social state of law. |
Week Plan
| Week | Topic | Preparation | Methods |
|---|---|---|---|
| 1 | The Basic Concepts of Capital Market Law | Reading | Öğretim Yöntemleri: Anlatım, Soru-Cevap |
| 2 | The Structure, Duties and Powers of the Capital Market Institution | Reading | Öğretim Yöntemleri: Anlatım |
| 3 | Public Corporations and Types of Public Corporations | Reading | Öğretim Yöntemleri: Anlatım, Tartışma |
| 4 | The Registered Capital System and the Powers of the Board of Directors | Reading | Öğretim Yöntemleri: Anlatım, Örnek Olay |
| 5 | Cumulative Voting, Call the Collection through the Power of Attorney | Reading | Öğretim Yöntemleri: Anlatım, Tartışma |
| 6 | Public Disclosure | Reading | Öğretim Yöntemleri: Anlatım, Beyin Fırtınası |
| 7 | The Concept and Types of the Securities | Reading | Öğretim Yöntemleri: Anlatım, Tartışma |
| 8 | Mid-Term Exam | Ölçme Yöntemleri: Yazılı Sınav |
|
| 9 | Stocks, Profit and Loss Sharing Certificates | Reading | Öğretim Yöntemleri: Anlatım |
| 10 | Bonds, Asset-backed Securities | Reading | Öğretim Yöntemleri: Anlatım, Soru-Cevap, Tartışma |
| 11 | Capital Market Institutions | Reading | Öğretim Yöntemleri: Anlatım, Örnek Olay |
| 12 | The Concept and Importance of the Stock Market, the Stock Market Tasks | Reading | Öğretim Yöntemleri: Anlatım, Soru-Cevap |
| 13 | Stock Brokers Investment Trusts, Mutual Funds | Reading | Öğretim Yöntemleri: Anlatım, Soru-Cevap |
| 14 | Central Registry Agency, ISE | Reading | Öğretim Yöntemleri: Anlatım, Örnek Olay |
| 15 | Measures of Capital Markets, Administrative and Criminal Sanctions | Reading | Öğretim Yöntemleri: Anlatım, Soru-Cevap, Tartışma |
| 16 | Term Exams | Ölçme Yöntemleri: Yazılı Sınav |
|
| 17 | Term Exams | Ölçme Yöntemleri: Yazılı Sınav |
Student Workload - ECTS
| Works | Number | Time (Hour) | Workload (Hour) |
|---|---|---|---|
| Course Related Works | |||
| Class Time (Exam weeks are excluded) | 14 | 3 | 42 |
| Out of Class Study (Preliminary Work, Practice) | 14 | 3 | 42 |
| Assesment Related Works | |||
| Homeworks, Projects, Others | 0 | 0 | 0 |
| Mid-term Exams (Written, Oral, etc.) | 1 | 7 | 7 |
| Final Exam | 1 | 18 | 18 |
| Total Workload (Hour) | 109 | ||
| Total Workload / 25 (h) | 4,36 | ||
| ECTS | 4 ECTS | ||